Apology of Record

Ordered apologies and candour

Duty of candour explained

Last checked 6 November 2026 · 7 sources

Short answer

A duty of candour is a legal duty on a health or care organisation to tell a patient when something has gone wrong, explain it and apologise. In England it applies to providers registered with the Care Quality Commission under regulation 20 1,4. Scotland's duty took effect on 1 April 2018 4, Wales's on 1 April 2023 3 and Victoria's on 30 November 2022 5. Scotland and Wales say a candour apology is not an admission of negligence 2,3.
England
Regulation 20, Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 1
Scotland
Health (Tobacco, Nicotine etc. and Care) (Scotland) Act 2016, Part 2, in effect 1 April 2018 2,4
Wales
Health and Social Care (Quality and Engagement) (Wales) Act 2020, in force 1 April 2023 3
Victoria, Australia
Statutory duty in effect from 30 November 2022 5
Northern Ireland
Policy proposals consulted on from April 2021 4

What the duty requires in England

Regulation 20 says a registered person must act in an open and transparent way with relevant persons about care and treatment 1. When it becomes aware of a notifiable safety incident, it must notify the relevant person as soon as reasonably practicable and give reasonable support 1.

The first notification must be given in person. It must give a truthful account of the facts known, say what further enquiries are planned, include an apology and be recorded in writing 1. A written notification must follow, with the same account, the results of enquiries and an apology 1.

The regulation defines an apology as an expression of sorrow or regret in respect of a notifiable safety incident 1. The General Medical Council says the Care Quality Commission can prosecute breaches of parts 20(2)(a) and 20(3) 4.

What triggers it

  • England, health service bodies. An unintended or unexpected incident that could result in, or appears to have resulted in, death, or severe or moderate harm or prolonged psychological harm 1.
  • England, other providers. A wider list, including impairment lasting at least 28 days and prolonged pain or psychological harm 1.
  • Scotland. An unintended or unexpected incident that, in the view of a registered health professional not involved in it, resulted or could result in death or listed harms 2.
  • Wales. Under the guidance, unexpected or unintended harm of a moderate degree or above. Near misses do not count 3.
  • Victoria. A serious adverse patient safety event suffered during care 5.

Scotland and Wales

Scotland's duty falls on responsible persons, such as NHS Health Boards, independent health care providers, local authorities and care service providers 2. They must follow the duty of candour procedure set by regulations, which may cover notice, an apology, a meeting and a review 2. Each must publish an annual report that names no individuals 2.

Wales's duty applies to NHS bodies and to primary care providers for NHS services 3. The guidance says the first notice must be by phone, video or in person and include an apology 3. A written follow-up is due within five working days. A notice given more than 30 working days after the body became aware must have its delay explained 3. Health boards and trusts publish annual reports by 31 October 3.

The apology is not an admission

Scotland's Act says an apology or other step under the procedure does not of itself amount to an admission of negligence or a breach of a statutory duty 2. Welsh guidance cites regulation 13 to the same effect 3.

The Apologies (Scotland) Act 2016 does not apply to an apology made under the candour procedure 7. The candour Act carries its own rule 2.

Organisational and professional duties

The statutory duty in England falls on organisations, not on individual staff. Organisations must train staff to understand it 4. The General Medical Council publishes separate guidance on the professional duty of candour for doctors 4.

In Victoria, patients and families receive an apology, the facts of what happened, the service's response and the steps taken to prevent a repeat, according to Safer Care Victoria 5.

A duty for public officials

The UK Public Office (Accountability) Bill would place a duty of candour, transparency and frankness on public authorities and officials, including in dealings with inquiries and investigations 6. It would create offences for misleading the public 6. Its parliamentary page, last updated 28 May 2026, shows a Commons report stage on 14 May 2026 6.

Common questions

Does the duty of candour require an apology?

Yes. In England the in-person notice and the written notice must both include an apology 1. Wales requires an apology in the first notice 3.

Who does the duty of candour apply to in England?

Providers registered with the Care Quality Commission. It is an organisational duty, not an individual one 4.

Is there a duty of candour in Northern Ireland?

The General Medical Council describes a Department of Health consultation on policy proposals launched in April 2021, not a duty in force 4.

When did Victoria's duty of candour start?

On 30 November 2022, according to Safer Care Victoria 5.

Is there a UK duty of candour for public officials?

The Public Office (Accountability) Bill is a government bill. Its page shows a Commons report stage on 14 May 2026 6.

Rules and charges change. Check the official source linked on this page before you pay or travel. Spotted an error? Email hello@apologyofrecord.com.

Sources

  1. legislation.gov.uk: The Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, regulation 20, Duty of candour
  2. legislation.gov.uk: Health (Tobacco, Nicotine etc. and Care) (Scotland) Act 2016, Part 2, Duty of candour
  3. Welsh Government: The Duty of Candour Statutory Guidance 2023 (1 April 2023)
  4. General Medical Council: Openness and honesty when things go wrong, the professional duty of candour, Appendix 2, The statutory duty of candour for care organisations across the UK
  5. Safer Care Victoria: The Duty of candour
  6. UK Parliament: Public Office (Accountability) Bill
  7. legislation.gov.uk: Apologies (Scotland) Act 2016, section 2, Legal proceedings covered

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